Skip to content
Watch OCC Sep 27, 2026

Third-Party Risk Management Guidance Proposed

The OCC opened a comment period on proposed guidance for managing third-party risks, seeking input by November 16, 2026. This guidance aims to enhance oversight of third-party relationships within banking operations.

The OCC opened a comment period on proposed guidance for managing third-party risks, seeking input by November 16, 2026. This guidance aims to enhance oversight of third-party relationships within banking operations.

What changed

A proposed guidance document was introduced, and a comment period was initiated.

Compliance perspective

Financial institutions should prepare to adapt their third-party risk management frameworks.

Need help keeping up with these changes?

Tell us where you operate and what licenses you hold; we'll handle the filings and renewals so changes like this do not catch you off guard.

Keep reading

More regulatory updates

Other recent rule changes our team is tracking.

  • Action Maryland Office of Financial Regulation MD Oct 3, 2026

    Maryland Payroll Processor Exemption

    A new law excludes certain payroll processors from being classified as money transmitters under Maryland law, effective October 1, 2026.

  • Action Minnesota Department of Commerce MN Oct 3, 2026

    NewRez LLC Enforcement Settlement Over Insurance Charges

    The Minnesota Department of Commerce announced its participation in a $15. 5 million settlement with NewRez LLC over improper force-placed insurance charges.

  • Watch Washington Department of Licensing WA Oct 3, 2026

    Washington State Proposed Collection Agency Rule Changes

    The Washington Department of Licensing announced a public hearing on proposed updates to collection agency regulations, including fee clarifications and increases. New fees are expected to go into effect on January 1, 2027.