NMLS implemented revised MU4 and MU2 disclosure questions earlier in 2026, and the system urged affected users to complete updates by August 31, 2026. The change remained active during the July 21 to August 4 period and could affect filing workflows.
What changed
Updated disclosure questions were added to NMLS, and users were directed to complete updates before certain filings could be submitted. NMLS also tied completion of these updates to 2027 renewal readiness.
Compliance perspective
Licensees and sponsoring companies should identify individuals and control persons with incomplete disclosure updates and clear them before August 31, 2026. Waiting too long can delay amendments, sponsorship changes, or renewal preparation.
Key date
Effective date: April 18, 2026.
Need help keeping up with these changes?
Tell us where you operate and what licenses you hold; we'll handle the filings and renewals so changes like this do not catch you off guard.