Skip to content
Action required FDIC Aug 17, 2026

Interagency Guidance on Third-Party Relationships: Risk Management

This guidance, issued on June 6, 2023, provides a risk-based framework for managing third-party relationships in financial institutions.

This guidance, issued on June 6, 2023, provides a risk-based framework for managing third-party relationships in financial institutions.

What changed

Details a structured approach to planning, due diligence, monitoring, and termination of third-party relationships.

Compliance perspective

Financial institutions must ensure compliance with the outlined risk management practices.

Key date

Effective date: June 6, 2023.

Need help keeping up with these changes?

Tell us where you operate and what licenses you hold; we'll handle the filings and renewals so changes like this do not catch you off guard.

Keep reading

More regulatory updates

Other recent rule changes our team is tracking.

  • Action Washington DFI WA Aug 23, 2026

    Washington DFI NMLS Record Updates Due

    Washington DFI reminds licensees that NMLS record updates are due by August 31, 2026.

  • Action FinCEN Aug 23, 2026

    FinCEN Convenes Public-Private Engagement to Combat Cartels

    On August 13, 2026, FinCEN announced the convening of a public-private engagement to address cartel activities.

  • Action California DFPI CA Aug 23, 2026

    California Multistate Settlement with NewRez LLC

    A multistate settlement with NewRez LLC was announced on August 12, 2026, regarding improper charges for force-placed insurance.